Compliance Advisor (NBFC)

Job Description

Manager/Sr. Manager- Compliance Advisor

Roles and Responsibilities:

\n
• Track and disseminate RBI circulars to senior management.
\n
• Prepare and maintain checklists for regulatory implementation.
\n
• Prepare regulatory decks for Board and committee updates
\n
• Coordinate with the business team to implement compliance requirements and provide advisory support.
\n
• Oversee compliance for partnership products, specifically maintaining checklists for digital lending partner onboarding.
\n
• Negotiate and follow up with stakeholders on compliance matters.
\n
• Draft company policies and processes.
\n
• Ensure all compliance checks are completed for new product launches.
\n
• Support responses to RBI queries and other regulatory correspondence.
\n
• Coordinate with Legal and Audit teams on compliance matters.
\n
• Foster a compliance-focused culture within the company.
\n

Qualification and Experience: -

\n
• CS or MBA graduate.
\n
• 5-7 years’ total experience (minimum 3-5 years in Banks/ NBFCs, preferably in the regulatory compliance domain)
\n
• Strong communication and interpersonal skills
\n
• Willing to continuously learn various Regulatory/Statutory laws applicable to NBFCs.
\n